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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 1040 CARROLL PLACE BRONX BIN: 2002726    Block: 2456    Lot: 1    CB: 204
Total Violations
Issued = 40  Open (Certificate of Correction Required) =  7 
OATH/ECB Hearings
 Completed / Defaulted =  35              Pending =   5  

OATH/ECB Number Certification
Status		 Respondent OATH/ECB Hearing
Status		 Violation Date Infraction Codes OATH/ECB Penalty
Due
35694073H OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   PENDING 07/08/2025   127 $1,250.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35694072X OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   PENDING 07/08/2025   104 $5,000.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
39152145R OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   PENDING 06/26/2025   102 $2,500.00
Severity: CLASS - 1 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION
35689858L RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOC. LLC   IN VIOLATION 02/07/2025   127 $1,250.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35689857J OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOC. LLC   PENDING 02/07/2025   104 $2,500.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35684080R OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   STIPULATION/IN-VIO 08/06/2024   204 $1,250.00
Severity: CLASS - 2 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35684078H OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   PENDING 08/06/2024   1F9 $4,800.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35681687J OPEN - NO COMPLIANCE RECORDED CARROLL PLACE ASSOCIATES   IN VIOLATION 04/16/2024   104 $2,500.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
35681686H RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 04/16/2024   202, 127 $312.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION
39101181Y RESOLVED - CURE ACCEPTED CARROLL PLACE ASSOCIATES   CURED/IN-VIO 12/12/2023   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
38273449K RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCAITES   IN VIOLATION 08/11/2020   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
39025190Y RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 07/10/2020   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
35443433X RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 03/11/2020   202 $0.00
Severity: CLASS - 2 Inspect Unit: EXECUTIVE INSPECTIONS Viol Type: CONSTRUCTION
35443431M RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 03/11/2020   102 $0.00
Severity: CLASS - 1 Inspect Unit: EXECUTIVE INSPECTIONS Viol Type: CONSTRUCTION
39016821R RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 02/04/2020   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
38269885P RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 05/24/2019   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
38262176K RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 03/18/2018   102 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: CONSTRUCTION
32086579R RESOLVED - N/A - DISMISSED CARROLL PLACE ASSOCIATES   DISMISSED 12/16/2016   101 $0.00
Severity: CLASS - 1 Inspect Unit: BOILER DIVISION Viol Type: CONSTRUCTION
32086575J RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 12/05/2016   254 $200.00
Severity: CLASS - 2 Inspect Unit: BOILER DIVISION Viol Type: BOILER
32073272J RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOCIATES   IN VIOLATION 08/06/2013   254 $0.00
Severity: CLASS - 2 Inspect Unit: BOILER DIVISION Viol Type: BOILER
34936892Y RESOLVED - CURE ACCEPTED CARROLL PLACE ASSOCIATES   CURED/IN-VIO 03/23/2012   301 $0.00
Severity: CLASS - 3 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
32066312J RESOLVED - CERTIFICATE ACCEPTED CARROLLPLACE ASSOC LLC   STIPULATION/IN-VIO 05/06/2009   354 $0.00
Severity: CLASS - 3 Inspect Unit: BOILER DIVISION Viol Type: BOILER
38199604Z RESOLVED - CERTIFICATE ACCEPTED CARROLL PLACE ASSOC LLLC   IN VIOLATION 12/22/2008   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
34695833J RESOLVED - CURE ACCEPTED CARROLL PL ASSC LLC   CURED/IN-VIO 09/04/2008   203 $0.00
Severity: CLASS - 2 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
38161715H RESOLVED - CERTIFICATE ACCEPTED HYMAN REALTY   IN VIOLATION 11/14/2006   BP7 $-350.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
38161709L RESOLVED - CERTIFICATE ACCEPTED HYMAN REALTY   IN VIOLATION 10/30/2006   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
38162102J RESOLVED - CERTIFICATE ACCEPTED PRIME REALTY SERVICES   IN VIOLATION 10/17/2006   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR
34465481L RESOLVED - CURE ACCEPTED CARROLL PLACE ASSOC LLC   CURED/IN-VIO 01/26/2005   B03 $0.00
Severity: NON-HAZARDOUS Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
34465480J RESOLVED - N/A - DISMISSED CARROL PLACE ASSOC LLC   DISMISSED 01/26/2005   B04 $0.00
Severity: NON-HAZARDOUS Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
34455098J RESOLVED - N/A - DISMISSED CARROLL PLACE ASSOCAIATES   DISMISSED 12/16/2004   BV1 $0.00
Severity: HAZARDOUS Inspect Unit: SPECIAL OPERATIONS
34433818L RESOLVED - N/A - DISMISSED TOWN PLACE ASSOCIATES   DISMISSED 08/03/2004   BH3 $0.00
Severity: NON-HAZARDOUS Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
34412072L RESOLVED - CERTIFICATE ACCEPTED DRA LLC   WRITTEN OFF 10/27/2003   B7A $0.00
Severity: NON-HAZARDOUS Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION
34317085P RESOLVED - CERTIFICATE ACCEPTED PRIME CARROLL PLACE PRIME   WRITTEN OFF 04/01/2002   B6A $0.00
Severity: HAZARDOUS Viol Type: CONSTRUCTION
34316671N RESOLVED - CERTIFICATE ACCEPTED PIME CARROLL PLACE   WRITTEN OFF 03/11/2002   B03 $0.00
Severity: NON-HAZARDOUS Viol Type: CONSTRUCTION
34316438R RESOLVED - CERTIFICATE ACCEPTED PRIME CARROLL PLACE PRIME   WRITTEN OFF 02/04/2002   B6A $0.00
Severity: HAZARDOUS Viol Type: CONSTRUCTION
34306336R RESOLVED - CERTIFICATE ACCEPTED PRIME CARROL PLACE PRIME   WRITTEN OFF 12/10/2001   B6A $0.00
Severity: HAZARDOUS Viol Type: CONSTRUCTION
38077442J RESOLVED - N/A - DISMISSED REAL ESTATE INCMVLTIVO   DISMISSED 08/10/1998   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR
38052236H RESOLVED - CERTIFICATE ACCEPTED MUTIVERSE REAL EST INC   IN VIOLATION 10/14/1995   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR
38035536P RESOLVED - CERTIFICATE ACCEPTED MUTIVERSE REAL EST INC   STIPULATION/IN-VIO 09/09/1993   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR
38011325Z RESOLVED - CERTIFICATE ACCEPTED MULTIVERSE REAL ESTATE   IN VIOLATION 05/17/1991   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR


Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.
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