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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 40 EAST 4 STREET MANHATTAN BIN: 1080074    Block: 531    Lot: 37    CB: 102
Total Violations
Issued = 26  Open (Certificate of Correction Required) =  2 
OATH/ECB Hearings
 Completed / Defaulted =  24              Pending =   2  

OATH/ECB Number Certification
Status
Respondent OATH/ECB Hearing
Status
Violation Date Infraction Codes OATH/ECB Penalty
Due
39527903P OPEN - CERTIFICATE DISAPPROVED ASSOCIATES CONST CM AND   602362 PENDING 04/23/2024   2L3 $2,500.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY COMPLIANCE

39527901L OPEN - CERTIFICATE DISAPPROVED ASSOCIATES CONST CM AND   602362 PENDING 04/23/2024   2L3 $2,500.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY COMPLIANCE

39525075J RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   602362 IN VIOLATION 01/25/2024   223 $0.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

39523098N RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   602362 IN VIOLATION 11/02/2023   106 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

35653980K RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   GC602362 IN VIOLATION 03/13/2023   2K5, 1M7 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT

39513450Y RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   602362 IN VIOLATION 02/21/2023   181 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

35653988P RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   GC602362 IN VIOLATION 02/13/2023   2K5, 1M7 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT

39512779P RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   602362 IN VIOLATION 02/07/2023   206, 106 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

39512778N RESOLVED - CERTIFICATE ACCEPTED CM AND ASSOCIATES CONST   602362 IN VIOLATION 02/07/2023   209, 109 $0.00
Severity: CLASS - 1 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

39512240L RESOLVED - CURE ACCEPTED CM AND ASSOCIATES CONST   CURED/IN-VIO 01/28/2023   217 $0.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

39512239Y RESOLVED - CURE ACCEPTED CM AND ASSOCIATES CONST   CURED/IN-VIO 01/28/2023   206 $0.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

35171369Y RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING COR   IN VIOLATION 03/23/2016   201 $0.00
Severity: CLASS - 2 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35005632Z RESOLVED - CURE ACCEPTED 4TH ST REALTY HOLDING COR   CURED/IN-VIO 05/24/2013   208 $0.00
Severity: CLASS - 2 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

34851991R RESOLVED - CERTIFICATE ACCEPTED CROSS ST REALTY HOLDING C   IN VIOLATION 06/30/2010   109 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

34851990P RESOLVED - CERTIFICATE ACCEPTED CROSS ST REALTY HOLDING C   IN VIOLATION 06/30/2010   101 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

34657002L RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C1Q $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34657001J RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C1Q $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34657000H RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C1Q $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34656999H RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C4C $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34656998X RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C1R $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34656997Y RESOLVED - CERTIFICATE ACCEPTED 4TH ST REALTY HOLDING LLC   DEFAULT 06/14/2008   C1A $0.00
Severity: NON-HAZARDOUS Inspect Unit: SPECIAL OPERATIONS Viol Type: SIGNS

34516929H RESOLVED - CERTIFICATE ACCEPTED OWNER OF 358 BOWERY   STIPULATION/IN-VIO 08/26/2006   B65 $0.00
Severity: NON-HAZARDOUS Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: PUBLIC ASSEMBLY

34516930P RESOLVED - CERTIFICATE ACCEPTED OWNER OF 358 BOWERY   STIPULATION/IN-VIO 08/26/2006   B03 $0.00
Severity: NON-HAZARDOUS Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

34443432H RESOLVED - CERTIFICATE ACCEPTED OWNER OF 358 BOWERY   IN VIOLATION 07/25/2004   BG1 $0.00
Severity: NON-HAZARDOUS Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: PUBLIC ASSEMBLY

34131215Z RESOLVED - CERTIFICATE ACCEPTED COOPER UNION ADVINNT E   STIPULATION/IN-VIO 12/21/1995   B5C $0.00
Severity: NON-HAZARDOUS Viol Type: CONSTRUCTION

34110891L RESOLVED - CERTIFICATE ACCEPTED E G STUDIO CORP.   STIPULATION/IN-VIO 06/03/1994   B27 $0.00
Severity: NON-HAZARDOUS Viol Type: CONSTRUCTION



Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.

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