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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 3765 BROADWAY MANHATTAN BIN: 1063255    Block: 2134    Lot: 90    CB: 112
Total Violations
Issued = 66  Open (Certificate of Correction Required) =  10 
OATH/ECB Hearings
 Completed / Defaulted =  54              Pending =   12  

OATH/ECB Number Certification
Status
Respondent OATH/ECB Hearing
Status
Violation Date Infraction Codes OATH/ECB Penalty
Due
39203008H OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 09/03/2026   187 $2,500.00
Severity: CLASS - 1 Inspect Unit: RE-INSPECTIONS OF HAZARDOUS Viol Type: CONSTRUCTION

39203007X OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 09/03/2026   127 $2,500.00
Severity: CLASS - 1 Inspect Unit: RE-INSPECTIONS OF HAZARDOUS Viol Type: CONSTRUCTION

39203006Y OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 09/03/2026   263 $1,250.00
Severity: CLASS - 2 Inspect Unit: RE-INSPECTIONS OF HAZARDOUS Viol Type: CONSTRUCTION

39184377M OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   DEFAULT 04/14/2026   151 $6,250.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

39169900M RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   12/10/2025   151 $1,250.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

39149648L OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 06/02/2025   201 $1,250.00
Severity: CLASS - 2 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION

39149647J OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 06/02/2025   201 $1,250.00
Severity: CLASS - 2 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION

39149646H OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 06/02/2025   103 $2,500.00
Severity: CLASS - 1 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION

39149649N OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   PENDING 06/02/2025   101 $2,500.00
Severity: CLASS - 1 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION

39540385K RESOLVED - CERTIFICATE ACCEPTED HEIGHTS CONSTRUCTION SERV   625373 IN VIOLATION 05/19/2025   217 $1,250.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT Viol Type: CONSTRUCTION

39540379Y RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 05/19/2025   2P7 $2,500.00
Severity: CLASS - 2 Inspect Unit: CONSTRUCTION SAFETY ENFORCEMENT

39145270K RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 04/17/2025   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

39128396L OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   IN VIOLATION 10/24/2024   102 $1,250.00
Severity: CLASS - 1 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

35685415Y RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 06/20/2024   223 $0.00
Severity: CLASS - 2 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION

35685414M RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 06/20/2024   204 $0.00
Severity: CLASS - 2 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION

35682233J OPEN - NO COMPLIANCE RECORDED FIRM ASSETS INC   IN VIOLATION 03/04/2024   204, 104 $18.63
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION

39107428Y RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   DISMISSED 03/01/2024   104 $0.00
Severity: CLASS - 1 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

39036607Y RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 02/23/2021   201 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN PLUMBING Viol Type: CONSTRUCTION

39036608X RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 02/23/2021   201 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN PLUMBING Viol Type: CONSTRUCTION

35344512K RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 10/02/2018   203 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

35333091H RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 08/06/2018   202 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

35275464Z RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 07/27/2017   187 $0.00
Severity: CLASS - 1 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

38255139X RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC. LLC   IN VIOLATION 06/07/2017   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

35234043J RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 06/04/2017   263 $0.00
Severity: CLASS - 2 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35234044L RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 06/04/2017   187 $0.00
Severity: CLASS - 1 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35235641Y RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 04/11/2017   139 $0.00
Severity: CLASS - 1 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35235639P RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 04/11/2017   101 $0.00
Severity: CLASS - 1 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35235640M RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   IN VIOLATION 04/11/2017   103 $0.00
Severity: CLASS - 1 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

38243318N RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   06/13/2016   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38243319P RESOLVED - N/A - DISMISSED EL TECH INDUSTRIES INC   L 353001 DISMISSED 06/13/2016   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38241128N RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   02/22/2016   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38239578H RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   01/19/2016   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

35153548K RESOLVED - CERTIFICATE ACCEPTED FIXIN ASSETS INC   02/26/2015   202 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

35153369P RESOLVED - N/A - DISMISSED FIRM ASSETS INC   DISMISSED 11/20/2014   301 $0.00
Severity: CLASS - 3 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

35080113R RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 07/18/2014   202 $0.00
Severity: CLASS - 2 Inspect Unit: BRONX CONSTRUCTION Viol Type: CONSTRUCTION

35010943M RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 07/18/2014   204 $0.00
Severity: CLASS - 2 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

35066653R RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC.   WRITTEN OFF 07/15/2014   155 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN PLUMBING Viol Type: PLUMBING

35066651N RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 07/15/2014   268 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN PLUMBING Viol Type: PLUMBING

35066652P RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC.   IN VIOLATION 07/15/2014   201 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN PLUMBING Viol Type: CONSTRUCTION

35038750K RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 02/25/2014   1D7 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL

35038724R RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 02/25/2014   1D2 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL

35038723P RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC   WRITTEN OFF 02/25/2014   1D8 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL

35073649J RESOLVED - CERTIFICATE ACCEPTED FIRM ASSETS INC.   WRITTEN OFF 01/25/2014   202 $0.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

32072061P RESOLVED - CERTIFICATE ACCEPTED THE OWNERS OF FIRM ASSETS   WRITTEN OFF 08/14/2012   254 $0.00
Severity: CLASS - 2 Inspect Unit: BOILER DIVISION Viol Type: BOILER

34873261M RESOLVED - CERTIFICATE ACCEPTED PETER MONTY CONTRS   GC602178 IN VIOLATION 02/08/2011   223 $0.00
Severity: CLASS - 2 Inspect Unit: SCAFFOLD SAFETY TEAM Viol Type: CONSTRUCTION



Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.

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