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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 3868 BROADWAY MANHATTAN BIN: 1062854    Block: 2120    Lot: 8    CB: 112
Total Violations
Issued = 22  Open (Certificate of Correction Required) =  2 
OATH/ECB Hearings
 Completed / Defaulted =  22              Pending =   0  

OATH/ECB Number Certification
Status
Respondent OATH/ECB Hearing
Status
Violation Date Infraction Codes OATH/ECB Penalty
Due
39166399Y RESOLVED - N/A - DISMISSED 3868 BROADWAY ASSOCIATES   DISMISSED 11/07/2025   2G1 $0.00
Severity: CLASS - 2 Inspect Unit: REAL TIME ENFORCEMENT (NIGHTS) Viol Type: CONSTRUCTION

39166398M OPEN - NO COMPLIANCE RECORDED GREENER COUNTY CONSTR INC   622053 DEFAULT 11/07/2025   182 $12,500.00
Severity: CLASS - 1 Inspect Unit: REAL TIME ENFORCEMENT (NIGHTS) Viol Type: CONSTRUCTION

39147655K OPEN - NO COMPLIANCE RECORDED 3868 BROADWAY ASSOCIATES   DEFAULT 05/12/2025   201 $1,280.00
Severity: CLASS - 2 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

37013642P RESOLVED - CERTIFICATE ACCEPTED 3868 BROADWAY ASSOCIATES,   IN VIOLATION 10/15/2018   230 $0.00
Severity: CLASS - 2 Inspect Unit: LOCAL LAW 11/98 Viol Type: LOCAL LAW

38257878Z RESOLVED - CERTIFICATE ACCEPTED 3868 BROADWAY ASSOCIATES   IN VIOLATION 09/11/2017   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

35174042X RESOLVED - CERTIFICATE ACCEPTED 3862 BROADWAY ASSOCIATES   IN VIOLATION 11/05/2016   104 $0.00
Severity: CLASS - 1 Inspect Unit: FACADE INSPECTION AND AUDIT UNIT Viol Type: CONSTRUCTION

35021193X RESOLVED - CERTIFICATE ACCEPTED 3868 BROADWAY,LL SDG MANA   IN VIOLATION 05/20/2013   1C9 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL

38214125Y RESOLVED - CURE ACCEPTED 3868 BWAY   CURED/IN-VIO 11/16/2010   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38204794M RESOLVED - CURE ACCEPTED 566 W 162 OWN LLC   CURED/IN-VIO 07/30/2009   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38146482K RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY   CURED/IN-VIO 04/07/2004   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38108941N RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY   CURED/IN-VIO 10/12/2000   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38097218N RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY LLC   CURED/IN-VIO 04/26/2000   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38094851P RESOLVED - CURE ACCEPTED OWNER OF 566 W 162 STREET   CURED/IN-VIO 02/23/2000   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38092177N RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY   CURED/IN-VIO 11/12/1999   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38049751P RESOLVED - CERTIFICATE ACCEPTED 3868 BROADWAY REALTY   IN VIOLATION 06/12/1995   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

34119071R RESOLVED - N/A - DISMISSED 3868 BROADWAY REALTY   DISMISSED 01/20/1995   B6A $0.00
Severity: HAZARDOUS Viol Type: CONSTRUCTION

38045006R RESOLVED - N/A - DISMISSED 3868 BROADWAY REALTY   DISMISSED 10/07/1994   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

34107467P RESOLVED - N/A - DISMISSED 3868 BROADWAY REALTY   DISMISSED 03/16/1994   B6A $0.00
Severity: HAZARDOUS Viol Type: CONSTRUCTION

38039677R RESOLVED - N/A - DISMISSED 3868 BROADWAY REALTY   DISMISSED 12/29/1993   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38031871Y RESOLVED - CERTIFICATE ACCEPTED 3868 BROADWAY REALTY   WRITTEN OFF 03/22/1993   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38021776R RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY   CURED/IN-VIO 03/11/1992   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38021498X RESOLVED - CURE ACCEPTED 3868 BROADWAY REALTY   CURED/IN-VIO 02/04/1992   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR



Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.

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