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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 3381 BROADWAY MANHATTAN BIN: 1062268    Block: 2086    Lot: 29    CB: 109
Total Violations
Issued = 47  Open (Certificate of Correction Required) =  1 
OATH/ECB Hearings
 Completed / Defaulted =  47              Pending =   0  

OATH/ECB Number Certification
Status
Respondent OATH/ECB Hearing
Status
Violation Date Infraction Codes OATH/ECB Penalty
Due
39098544J RESOLVED - CERTIFICATE ACCEPTED WEST 137TH 601 LLC PROSPE   IN VIOLATION 11/01/2023   102 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

39055231Z RESOLVED - CERTIFICATE ACCEPTED WEST 137TH 601 LLC PROSPE   IN VIOLATION 01/31/2022   151, 251 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

39031002Z RESOLVED - N/A - DISMISSED WEST 137TH 601 LLC PROSPE   DISMISSED 10/26/2020   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38272115X RESOLVED - CERTIFICATE ACCEPTED WEST 137TH ST 601 LLC   IN VIOLATION 10/23/2019   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38270834N RESOLVED - CERTIFICATE ACCEPTED WEST 137 601 LLC   IN VIOLATION 08/09/2019   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38270674N RESOLVED - CERTIFICATE ACCEPTED WEST 137 601 LLC   DISMISSED 08/07/2019   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

39001091M RESOLVED - N/A - DISMISSED WEST 137TH 601 LLC PROSPE   DISMISSED 01/08/2019   102 $0.00
Severity: CLASS - 1 Viol Type: CONSTRUCTION

38266985Z RESOLVED - CERTIFICATE ACCEPTED WEST 137TH 601 LLC   IN VIOLATION 12/13/2018   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

35341589P RESOLVED - CERTIFICATE ACCEPTED WEST 137 601 LLC   IN VIOLATION 07/26/2018   263 $0.00
Severity: CLASS - 2 Inspect Unit: SPECIAL OPERATIONS Viol Type: CONSTRUCTION

35250232Z RESOLVED - CERTIFICATE ACCEPTED WEST 137 601 LLC   IN VIOLATION 03/09/2018   101 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

38259199X RESOLVED - CURE ACCEPTED WEST 137TH 601 LLC   CURED/IN-VIO 11/14/2017   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38243320M RESOLVED - CERTIFICATE ACCEPTED WEST 137TH 601 LLC   IN VIOLATION 06/13/2016   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38239506Z RESOLVED - CURE ACCEPTED WEST 137TH 601 LLC   CURED/IN-VIO 12/15/2015   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38228733P RESOLVED - CURE ACCEPTED WEST 137TH 601 LLC   CURED/IN-VIO 10/02/2013   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

35017133M OPEN - NO COMPLIANCE RECORDED W 137 601 LLC   STIPULATION/IN-VIO 04/30/2013   202 $0.00
Severity: CLASS - 2 Inspect Unit: EMERGENCY RESPONSE TEAM (ERT) Viol Type: CONSTRUCTION

38220070R RESOLVED - CURE ACCEPTED EXTELL DEVELOPMENT CO   CURED/IN-VIO 01/30/2012   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38206294P RESOLVED - N/A - DISMISSED EXTEL 601 WEST 137 ST   DISMISSED 09/28/2009   151 $0.00
Severity: CLASS - 1 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38193104P RESOLVED - CERTIFICATE ACCEPTED EXTELL 301 W 137 ST   IN VIOLATION 11/17/2008   251 $0.00
Severity: CLASS - 2 Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

34617896N RESOLVED - CERTIFICATE ACCEPTED EXTELL 601 137 STREET   IN VIOLATION 11/29/2007   B5U $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION

34617895L RESOLVED - CERTIFICATE ACCEPTED EXTELL 601 137 STREET   IN VIOLATION 11/29/2007   B27 $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

34617894J RESOLVED - CERTIFICATE ACCEPTED EXTELL 601 137 STREET   IN VIOLATION 11/29/2007   B5C $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

34593834Y RESOLVED - CURE ACCEPTED EXTELL 601 W 137TH LLC   CURED/IN-VIO 10/10/2007   B27 $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

38169058N RESOLVED - CURE ACCEPTED EXTELL DEVELOPMENT CO INC   CURED/IN-VIO 08/20/2007   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

34572290M RESOLVED - CURE ACCEPTED EXTELL DEVELOPMENT CO   CURED/IN-VIO 06/06/2007   B25 $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

38161412K RESOLVED - CERTIFICATE ACCEPTED MERLON MANAGEMENT   IN VIOLATION 09/11/2006   BP8 $0.00
Severity: HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38156393H RESOLVED - CERTIFICATE ACCEPTED MERLON MANAGEMENT   WRITTEN OFF 11/29/2005   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38151438J RESOLVED - CURE ACCEPTED CROMWELL ASSOCIATES   CURED/IN-VIO 03/14/2005   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

34455798K RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOC   IN VIOLATION 02/03/2005   B11 $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

34455797Z RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOC   IN VIOLATION 02/03/2005   BJ5 $0.00
Severity: NON-HAZARDOUS Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION

32046089H RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOCIATES   IN VIOLATION 01/10/2005   B4A $0.00
Severity: NON-HAZARDOUS Inspect Unit: BOILER DIVISION Viol Type: BOILER

38143251J RESOLVED - CERTIFICATE ACCEPTED MERLON MANAGEMENT   IN VIOLATION 11/06/2003   BP7 $0.00
Severity: NON-HAZARDOUS Inspect Unit: ELEVATOR DIVISION Viol Type: ELEVATOR

38108174L RESOLVED - CERTIFICATE ACCEPTED OWNER OF 3381 BROADWAY   IN VIOLATION 10/06/2000   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38093210K RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOCIATES   DEFAULT 12/13/1999   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38086208X RESOLVED - CURE ACCEPTED CROMWELL ASSOCIATES   CURED/IN-VIO 04/06/1999   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38074718H RESOLVED - N/A - DISMISSED MARLON MANAGEMENT CORP   DISMISSED 06/06/1998   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38068236Y RESOLVED - CURE ACCEPTED CROMWELL ASSOC'S   CURED/IN-VIO 12/17/1997   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

34168553K RESOLVED - CURE ACCEPTED CROMWELL ASSOCIATES   CURED/IN-VIO 12/11/1997   BA0 $0.00
Severity: NON-HAZARDOUS Viol Type: PLUMBING

38057430Y RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOCIATES   IN VIOLATION 09/04/1996   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38055764P RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOCIATES   IN VIOLATION 03/19/1996   BP7 $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38047591X RESOLVED - CURE ACCEPTED CHEMWELL ASSOCIATES   CURED/IN-VIO 03/14/1995   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38041287Y RESOLVED - N/A - DISMISSED CROMWELL ASSOCIATES   DISMISSED 03/01/1994   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38032891X RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOC   STIPULATION/IN-VIO 04/13/1993   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

38026963P RESOLVED - CERTIFICATE ACCEPTED CROMWELL ASSOCIATES   IN VIOLATION 08/10/1992   B8H $0.00
Severity: HAZARDOUS Viol Type: ELEVATOR

38016876H RESOLVED - CURE ACCEPTED CROMWELL ASSOCIATES   CURED/IN-VIO 09/10/1991   B8G $0.00
Severity: NON-HAZARDOUS Viol Type: ELEVATOR

34052509Z RESOLVED - CERTIFICATE ACCEPTED OWNER OF 601 WEST 137 ST   DEFAULT 02/26/1991   B04 $0.00
Severity: NON-HAZARDOUS Viol Type: CONSTRUCTION



Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.

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