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OATH/ECB Violation Search by Location
 
Click here for more information about Severity, Violation and Hearing Statuses
 
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Premises: 440 EAST 13 STREET MANHATTAN BIN: 1005992    Block: 440    Lot: 28    CB: 103
Total Violations
Issued = 16  Open (Certificate of Correction Required) =  9 
OATH/ECB Hearings
 Completed / Defaulted =  16              Pending =   0  

OATH/ECB Number Certification
Status		 Respondent OATH/ECB Hearing
Status		 Violation Date Infraction Codes OATH/ECB Penalty
Due
35634312L OPEN - NO COMPLIANCE RECORDED KC3-438-440 EAST 13TH STR   IN VIOLATION 11/13/2021   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
39049555Y RESOLVED - CERTIFICATE ACCEPTED KC3 - 438-440 EAST 13TH S   IN VIOLATION 10/19/2021   102 $0.00
Severity: CLASS - 1 Inspect Unit: MANHATTAN CONSTRUCTION Viol Type: CONSTRUCTION
35435708X RESOLVED - N/A - DISMISSED KC3-438-440 EAST 13TH STR   DISMISSED 09/16/2021   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35583792M OPEN - NO COMPLIANCE RECORDED CK3-438-440 EAST 13TH STR   IN VIOLATION 08/10/2021   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35583779H OPEN - NO COMPLIANCE RECORDED KC3-438-440 EAST 13TH STR   IN VIOLATION 07/28/2021   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35364127M OPEN - NO COMPLIANCE RECORDED ISAAC BUCHLER   IN VIOLATION 03/21/2018   153 $0.00
Severity: CLASS - 1 Inspect Unit: OFFICE OF THE BUILDING MARSHALL Viol Type: CONSTRUCTION
35307030P RESOLVED - N/A - DISMISSED ISAAC BUCHLER   DISMISSED 03/21/2018   153 $0.00
Severity: CLASS - 1 Inspect Unit: OFFICE OF THE BUILDING MARSHALL Viol Type: CONSTRUCTION
35364128Y RESOLVED - CERTIFICATE ACCEPTED KEVIN SCHREIBER   IN VIOLATION 03/21/2018   153 $0.00
Severity: CLASS - 1 Inspect Unit: OFFICE OF THE BUILDING MARSHALL Viol Type: CONSTRUCTION
35307031R RESOLVED - N/A - DISMISSED KEVIN SCHREIBER   DISMISSED 03/21/2018   153 $0.00
Severity: CLASS - 1 Inspect Unit: OFFICE OF THE BUILDING MARSHALL Viol Type: CONSTRUCTION
35227317M OPEN - NO COMPLIANCE RECORDED KC3-438-440 EAST 13 STREE   IN VIOLATION 05/25/2017   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35228475M RESOLVED - COMPLIANCE-INSP/DOC KC 438-440 EAST 13TH STRE   IN VIOLATION 03/27/2017   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35228476Y RESOLVED - N/A - DISMISSED KC 438-440 EAST 13TH STRE   DISMISSED 03/27/2017   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35202470H OPEN - NO COMPLIANCE RECORDED KC3 438-440 E 13 STREET   IN VIOLATION 08/24/2016   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35159814L OPEN - NO COMPLIANCE RECORDED KC3 438-440 EAST 13 STREE   IN VIOLATION 04/26/2016   187 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: CONSTRUCTION
35079764M OPEN - NO COMPLIANCE RECORDED KC3-438-400 EAST 13 STREE   WRITTEN OFF 08/26/2015   2D4 $0.00
Severity: CLASS - 2 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL
35079763K OPEN - NO COMPLIANCE RECORDED KC3-438-400 EAST 13 ST   WRITTEN OFF 08/26/2015   1C9 $0.00
Severity: CLASS - 1 Inspect Unit: ELECTRICAL DIVISION Viol Type: ELECTRICAL


Severity - classification of the violation. See Rules of the City of New York Section 102-01 for more information. Violations issued before July 2008 are classified as HAZ or NON-HAZ per the 1968 Building Code.
 
Severity Description
Class 1 or HAZ Immediately Hazardous violations must be corrected immediately. If an acceptable Certificate of Correction is not received, additional civil penalties may apply. See Administrative Code Section 28-202.1, 28-213.1, 28-219.1 and 28-207.2.6 that may impose $1500 for each Class 1 violation. If the violating condition is an illegal conversion, additional daily penalties of $1000 for continued violation are also applicable.
Class 2 or NON-HAZ Major violations. See Administrative Code Section 28-201.2.
Class 3 or NON-HAZ Lesser violations.
 
OATH/ECB Penalty Due - amount owed to OATH that can be paid at www.nyc.gov/citypay/oath. A penalty may still be due even if the violating condition has been corrected. A red banner on the Property Profile Page indicates that additional civil penalties are due.
Certification Status - see below chart to determine if a violation requires submission of a Certificate of Correction to the Department of Buildings and the review status of any submissions.
OATH/ECB Hearing Status - see below chart to determine if a hearing is required and the status of any OATH hearings..
 
Certification Status Status Description
OPEN - NO COMPLIANCE RECORDED Certificate of Correction required. See guide to resolving an OATH Summons/Violation.
OPEN - CERTIFICATE PENDING Certificate of Correction submitted and under review.
OPEN - CERTIFICATE DISAPPROVED Certificate of Correction disapproved. Resubmit Certificate of Correction after addressing the reasons stated in the disapproval letter.
RESOLVED - N/A-DISMISSED Certificate of Correction not required.
RESOLVED - CERTIFICATE ACCEPTED Certification of Correction accepted and found in compliance; any amount owed is listed in OATH/ECB Penalty Due column and can be paid at www.nyc.gov/citypay/oath.
RESOLVED - CURE ACCEPTED Certificate of Correction accepted and found in compliance.
RESOLVED - COMPLIANCE INSP/DOC Condition verified by Inspector or Department documentation; Certificate of Correction not required.
 
OATH/ECB Hearing Status Status Description
CURED/IN-VIO Cure accepted and violation admitted; no hearing required.
STIPULATION/IN-VIO Stipulation accepted and violation admitted; no hearing required.
IN VIOLATION Hearing decision completed; OATH found respondent in violation.
DISMISSED OATH dismissed the violation.
DEFAULT Respondent failed to respond to the summons; OATH found the respondent in violation and imposed the maximum allowable penalty.
PUBLICLY-OWNED Property is city-owned; no hearing required.
PENDING Awaiting OATH hearing or decision. See guide to fighting an OATH Summons.
ADMIT/IN-VIO Violation admitted and penalty paid to OATH prior to the scheduled hearing date.
WRITTEN OFF Imposed penalty no longer subject to collection actions. Certificate of Correction required to resolve violation.


If you have any questions please review these Frequently Asked Questions, the Glossary, or call the 311 Citizen Service Center by dialing 311 or (212) NEW YORK outside of New York City.
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